Terms and Conditions


Any price or quantity indications contained herein are not firm bids or offers either as to price or quantity and are provided solely for your information.  This information is not intended as a solicitation or an offer to buy or sell any securities or related financial instruments.  The information contained herein is based on sources believed to be reliable, but its accuracy is not guaranteed.  Rockfleet does not provide tax, legal or accounting advice.  Income from municipal bonds may be subject to state and local taxes as well as the Alternative Minimum Tax.  Call features may exist that can impact yield.  If sold prior to maturity, investments in municipal securities are subject to gains/losses.  Rockfleet may make a market in these securities or other securities of these issuers and/or may actively trade these securities for its customers and/or for its own account.  Therefore, Rockfleet may have a position in any such securities or related security at any time.


Pursuant to industry regulations, Rockfleet communication is subject to review and approval by a registered principal. All communications are subject to surveillance.

Contacting Us

If there are any questions regarding these terms and conditions, you may contact us at:

Rockfleet Financial Services, Inc.
515 Madison Avenue, 27th Floor

New York, NY 10022

(212) 257-2205


Copyright 2012 Rockfleet Financial Services, Inc. All rights reserved. Rockfleet is a registered service mark of Rockfleet Financial Services, Inc.

Member FINRA, MSRB, and SIPC

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